Major Broker-Dealers

Since our financial market downturn, much has changed with broker-dealers and banks. These changes have led to the creation of some of the largest broker-dealers ever in existence. Unfortunately, these large companies have just as good a chance of harming investors as small broker-dealers do, and they have more resources to fight claims of investment fraud such as a real estate Ponzi scheme, broker-dealer misrepresentation, or other breach of fiduciary duty.

When facing a potential claim of broker misconduct or broker-dealer misrepresentation against a large broker-dealer like Merril Lynch or Morgan Stanley, you want to ensure you have an experienced, proven securities litigation and arbitration attorney by your side. Our San Francisco lawyer, Jeffrey A. Feldman has years of experience recovering millions of dollars for investors in California and throughout the country.

Our sophistication and experience provide us with the understanding necessary to educate you on your options. We are not afraid to face large corporations and have brought successful actions against many, including:

  • Morgan Stanley
  • Merrill Lynch
  • Wells Fargo
  • JP Morgan Chase
  • UBS
  • Charles Schwab
  • LPL Financial
  • Independent Financial Group
  • Fidelity

Get Your Money Back. Contact Our Firm Today.

While bigger is not always better when it comes to investment firms, it can be beneficial for you to be working with larger firms if something goes wrong, as there are greater chances at getting your hard-earned money back. Contact us if you believe you or someone you know has fallen victim to broker-dealer misrepresentation. We will fight to hold these broker-dealers liable for any breach of fiduciary responsibility