- The Van Dierendonk Family Trust v. ProEquities, Inc., FINRA Case No. 19-02711
- Sarros v Traderight Securities FINRA Case No. 08-03899
- Becker v. Hampton Porter et al., NASD Case No. 01-02533
- Dutt v. Shelman Securities et al., NASD Case No. 03-02913
- Fidelity Brokerage Services, Inc. v. Eustis and Jones, NASD Case No. 00-05178
- Lopez et al. v. Merrill Lynch, NASD Case No. 02-04422
- Mahaney v. Fahnestock, NASD Case No. 03-07651
- Zimmerman v. Prudential Securities, NASD Case No. 99-01315