Just as consumers can take steps to protect themselves against predatory businesses and defective products, investors can also take steps to protect themselves and their investment dollars. If, however, you feel that you have already been victimized by a broker or investment advisor, the most important step you can take is to contact an attorney as soon as possible.
San Francisco investment fraud lawyer, Jeffrey A. Feldman, has practiced in the area of securities law almost exclusively since 1991 and represents investors from throughout California and nationwide in these concerns. He has represented hundreds of clients and has successfully helped to secure the return of millions of their investor dollars.
Other steps you can take include:
- Check your broker’s or advisor’s background and employment information at either the FINRA web site or their Form ADV at the SEC EDGAR web site
- Check with friends or other clients who have used that particular broker or advisor in the past or who currently use them
- Make sure to keep copies of account agreements, suitability documents, account statements, trading histories, correspondence, and other relevant documentation
Other resources that can provide you with useful information include these web sites:
Contact The Law Offices Of Jeffrey A. Feldman Today
Contact us for a free consultation about specific concerns that you have and to learn more about how Mr. Feldman can assist you.